bibkey: lagarias2004li authors: Jeffrey C. Lagarias year: 2004 title: Li Coefficients for Automorphic L-Functions doi: null url: https://arxiv.org/abs/math/0404394v4 claim: The multiplicity-weighted Li sum over actual nontrivial Riemann zeta zeros converges under zero-modulus cutoffs. strata_touched:
- D5/S3/Weil/ZeroData/LiZeroSumConvergence license: bibliographic-reference-only triage: anchor
Li Zero-Sum Convergence
Verified locator
https://arxiv.org/abs/math/0404394v4
Lagarias, arXiv:math/0404394v4, Introduction, equation (1.1), printed page 1,
defines the Li expression as the sum of 1-(1-1/rho)^n over the actual
nontrivial Riemann zeta zeros counted with multiplicity. The prime on the
sum means the limit of the finite sums over |rho| <= T. The accompanying
paragraph states convergence for positive and negative integer indices;
the present formalization treats natural indices, including zero. The
first submission is dated 2004; the cited fourth version is dated
4 May 2005 and its title page says 11 April 2005.
The height convention is stated separately in Masatoshi Suzuki,
Li coefficients as norms of functions in a model space,
https://arxiv.org/abs/2301.05779v2, Introduction, equation (1.1) and its
following paragraph: take the limit over |Im rho| <= T, retaining
multiplicities. The retained versioned HTML has a 14 June 2023 watermark
and a displayed date of 24 August 2026; this bibliographic discrepancy
does not alter the quoted summation convention.
The Lean theorems use the repository’s exhaustive, injective ZeroData
presentations of actual zeta zeros and their exact analytic multiplicities.
They prove absolute summability of the real parts and convergence of three
conjugation-invariant finite sums: spectral radius, height, and zero modulus.
The spectral parameter is gamma=-i*(rho-1/2); the opposite sign convention
in the source has the same norm. Strict-strip geometry proves that the
height and radial filters of the spectral ball of radius T+1 have exactly
their stated memberships for every real T.
The proof of the real estimate is local to this formalization. Writing
u=1/rho, it uses |Re u| <= |u|^2 and a joint power induction to obtain
|1-Re((1-u)^n)| <= (2^n-1)*|u|^2 on the tail. The reciprocal-square
zero weight is supplied by the existing zeta summability theorem. For
|gamma| >= 2, the majorant is 4*2^n*m/(1+|gamma|^2). Every term outside
that tail is retained in a finite exceptional set. This constant is only
a convergence estimate and has no role as Li’s fixed first coefficient.
The identification with the derivative definition in Lagarias equation (1.3), and the resulting positivity equivalence, are separate obligations. No derivative identity, Riemann hypothesis, or probability representation is a hypothesis of these convergence results. No assertion of absolute summability of the unpaired complex terms is made.
The cited passages were read from retained versioned primary-source excerpts. Li’s 1997 publisher endpoint supplied metadata but not the full article; its PDF request returned HTTP 406. No original Li theorem or proof is attributed to that inaccessible text here. This note paraphrases mathematical statements and copies no third-party proof code.
Mixed nullity and the theta-weighted even Weil interface
Lagarias §3, equation (3.1), printed p.12, defines the absolutely convergent pairing
with the actual nontrivial zeros and their multiplicities. He explicitly identifies the completed xi-function as a nonzero null vector. For the trivial representation his normalization is ; this scalar does not affect mixed nullity. Appendix §9, equations (9.3)–(9.7), printed pp.37–38, gives the arithmetic explicit formula. Its unconditional analytic use requires a strip extending beyond the closed critical strip.
The following is a paper application of that pairing and the existing theta transform, rather than a new null-vector theorem or a compiled extension of the compact-test interface. Let be Romik’s original positive smooth even kernel. In the convention ,
Evenness converts the source’s plus-sign Fourier convention without a prefactor. Consequently
is a probability measure. For even complex set and define
All prime powers are retained. Both energies are nonnegative.
Mixed nullity needs a domain bridge
Write for the sesquilinear full Weil pairing transported to physical tests, linear in its first argument, and . For compact even , the required premise is
The scalar identity alone would not prove (3) in a form whose positivity is the question. On the zero side, (3) follows termwise from , where .
To transfer that statement to the actual arithmetic form, take real even smooth cutoffs , equal to one on , supported in , with uniformly scaled derivatives, and put . The existing theta cutoff bounds give
Two integrations by parts bound the Fourier–Laplace error on by . The compact has the same inverse-square decay there. The mixed zero-side errors are therefore dominated by , a summable actual-zero weight. This preserves multiplicities and allows the limit without RH.
On the arithmetic side, the poles converge by the weighted integral bound. The Gamma small-shift differences are against a kernel asymptotic to ; its large-shift integrals are controlled by the theta tails. For in the support of , decays faster than any power of , and supplies an absolutely convergent mixed prime series. These estimates justify the same cutoff passage and hence (3) for the extended arithmetic pairing. They do not assert a closed operator realization on a completed Hilbert space.
Exact jump and variance bookkeeping
Apply (3) with . The elementary complex ground-state expansion for a jump edge reads
where are real and positive. It cancels the diagonal local potential and gives the two energies in (2). For even tests the pole contribution is . Subtracting the mixed pole contribution leaves . Thus
Multiplication by positive smooth even is a bijection on the full even complex compact smooth test class. Combining (4) with the existing even Weil criterion therefore leaves exactly the RH-strength estimate
Equation (5) remains unproved. The weight change is an exact source application, not a smaller test domain or a new proof of RH. For non-even tests the full two-pole bilinear term replaces the displayed variance; (4) is not asserted on that larger domain.
If and , the -th jump integral in (2) is
It is strictly positive for nonzero . The original compact correlation vanishes at those shifts, but these transformed diagonal terms remain. For fixed their integrated values are bounded by , with . They converge absolutely and cannot be silently dropped from (4).
A sharp direction excludes Gamma-only replacement
The same published analytic null-vector mechanism applies to , whose transform is . Put . This is an even smooth nonconstant function, with on the positive tail. The theta decay makes and both energies finite.
For , the variance and both energies converge to those of . The Gamma small-shift integrals have a uniform majorant. For large prime shifts, the product of the two theta tails, including the growth of and its cutoff, gives a uniform integrated bound . These majorants also justify the paired zero sum for , so its limit is . Passing (4) to the limit gives
The term is positive: if it vanished, positivity of and continuity would make -periodic, contradicting its tail growth. Thus , and the same strict inequality holds for all sufficiently large compact cutoffs . Gamma energy alone fails the required all-test threshold. Equation (7) also rules out a uniform full-energy threshold strictly above one-half. Neither statement supplies the lower bound in (5).
The Chen–Wang estimate provides a reusable weaker-weight bound for exactly . Its center, density and unspecified constant retain the documented mismatch with (5). A FIB partition comparison must retain the actual measure and every long prime-power edge; the existing prime-2 crossing already excludes replacing those edges by adjacent-window seams alone.
Equations (2)–(7), their noncompact cutoff passages and the sharp-direction
application are paper deductions from the inspected sources. They are not
new Lean declarations or an originality claim. The inspected Lagarias
v4 PDF has SHA-256
86f3d3c49f5a889f121bb1f04f67694cb9066dc8360f6988165788679594a4a7.
No spectrum or essential-spectrum conclusion is asserted without a
separate closed-form, operator-domain and spectral argument.
The full derivative family and the remaining estimate
The minimal mixed-form realization supplies the actual closure of the even compact smooth core, with the measure, energy and all prime powers in (2) unchanged. Write , let be this even complex form domain, and let be its nonnegative self-adjoint operator in . The following extends the source application in (7); it is a paper bridge, without Lean certification or an originality claim. It does not supply a new upper bound on the one-half threshold, already constrained by (7).
For each fixed derivative order , differentiate the original normally convergent theta series rather than an asymptotic error term. Its tail and the positive first-term lower bound give
These bounds place every even in the minimal domain, not merely the maximal finite-energy domain. Indeed, with the same cutoffs , put . Its norm tends to zero. For , its squared increments are bounded uniformly in by , integrable against . For , use , boundedness of , and . For prime shifts , absorb the quotient growth into the two theta tails and use
This gives a uniform integrated majorant for the prime diagonals, with and fixed. Dominated convergence gives , including every prime power. Thus in the actual form norm. The case also agrees with the constant membership established in the realization note.
Repeated integration by parts against gives . Define the centered vectors
Lagarias’s mixed nullity applies to the transform : it vanishes at every actual zero. To pass from that zero-side statement to arithmetic tests, the errors in and their second derivatives tend to zero in the same exponentially weighted integral used for (3). Two integrations by parts give inverse-square strip decay; pairing with a compact test leaves a summable bound proportional to . The near-diagonal Gamma and complete prime majorants above justify the arithmetic passage as well. This is mixed nullity, not an inference from a single zero quadratic value.
Polarizing (4), passing these cutoffs in the form norm and using core density gives
Operator-domain membership here uses the cited closed-form representation. The vectors are independent: a finite relation, multiplied by and Fourier transformed, is a polynomial times . Since , the polynomial vanishes on a neighborhood of zero and every coefficient in the relation is zero.
Let and . Closedness of puts all of in its one-half eigenspace; constants have . These subspaces and their orthogonal complement reduce . Every therefore decomposes as , with and , and
This is the extended form slack; physical outside its original compact domain is not asserted. Core density and form-norm continuity make (5) equivalent to on . That lower bound remains unproved. The decomposition removes an independently specified family of critical directions without discarding an unknown cross term; it does not identify the entire one-half eigenspace or determine the spectrum on .
Compact support does not survive this projection
If has compact essential support, then . To see this, set . The positive smooth density of on that support makes a compact even function. Orthogonality to and every gives for ; evenness gives the odd orders as well. The original theta series is holomorphic on , by normal convergence on compact subsets. It is not being asserted entire in its physical coordinate.
Consequently is holomorphic on this connected strip. All its derivatives vanish at zero, so the analytic identity theorem gives . On the real axis evenness identifies , hence . The factor is nonzero near zero. Compact support makes entire, so it vanishes identically; Fourier injectivity gives and .
This does not make trivial. The existing sparse compact tests with positive full slack have nonzero projected remainders by (10). Those remainders necessarily have noncompact support. Thus requiring both compact support and all critical orthogonality conditions would leave only the zero test. A local FIB support estimate must control the actual projected tails before it can be used on the remaining space; projecting a compact test and reusing its old support would change the object being estimated.
The full mixed spectral application supplies a paper-level essential bottom of one-half and an unspecified positive Poincare constant in this same measure. Its local compactness and relative-compact perturbation checks retain every prime power. For the even operator, any remaining eigenvalues are discrete, with eigenvectors in , and may accumulate at . These source applications do not prove the one-half bound in (5), equivalently the remainder lower bound stated after (10).
The same-form exterior transfer combines (4) with the complete compact Weil formula on the same even test . Its pole and variance mean terms cancel, leaving a nonnegative flat translation form and two bounded negative terms. The bounded multiplier and closed flat form extend that identity through the actual minimal form closure; original theta tails then control the full killed exterior energy and cutoff of the whole fixed-gap subspace. This paper-level transfer replaces the quantitative prime-counting remainder only in that exterior estimate. It does not establish the remaining spectral lower bound in (5), RH, Robin or Lean certification.
The ordered-semigroup source check separately tests a proposed oscillation route from the critical family. The actual even theta semigroup fails all-times order-two positivity under radial ordering. Its ordinary positivity preservation cannot therefore locate the known half eigenvectors as the first nonzero spectral level by that route. Weaker justified spectral-ordering methods and the remainder lower bound are still unresolved.
The compressed remainder has no inherited positive cone
The ideal-space exterior-square source check addresses the separate proposal to apply positive-operator theory after compressing to . Because and is finite, its inherited cone of nonnegative functions is . It is not an ideal function space in the original radial coordinates. Any ambient positivity-preserving linear operator with range in must therefore vanish, whereas and are nonzero for . Thus neither compression can supply the source’s ordinary nonnegative-kernel interface in those coordinates. This paper-level check does not exclude a separately justified transported order and does not assert compactness of the restriction.
The actual numerical obligation can still be written as for any fixed , by the standard spectral theorem. This is exactly the remaining half-bound after (10), not an improved estimate. The critical vectors in are excluded from , so they cannot be used as its first or second eigenvectors. RH and Robin remain unresolved; no new Lean certification is asserted.
A raw absolute Schur certificate must also preserve the critical family
The Schur equality application tests a signed-kernel proposal for the same half-slack. With the actual positive and negative parts of and their raw increment maps , it excludes simultaneous exact reconstruction on the entire original even core and an ordinary measurable kernel’s finite-positive-weight absolute Schur product at most one. The known critical vectors would attain equality in that certificate. Their theta jets distinguish the unordered radial endpoint pair, forcing each nonzero row onto a finite fiber of zero input edge measure. Prime jump lengths are atomic, but the original prime edge graphs still have zero point mass because their source position is integrated against .
This is a conditional paper application of the classical equality mechanism to the original theta family. It excludes neither a better actual norm estimate than the absolute certificate nor products above one approaching one, controlled approximate reconstruction, measure kernels, or a transfer defined only on .
The same mixed nullity removes the closed critical edge images jointly: for , where project onto , the slack is . Since , the preceding raw norm-attainment argument has no stated conclusion for this projected transfer. The actual reconstruction and norm comparison after that projection remain unproved. No new generic Schur, variance or contraction theorem, numerical half-bound, RH/Robin result or Lean certification is claimed.
A common-source inverse for both critical edge projections
This is a conditional paper application to the accepted original theta measures, not a half-bound or Lean-certified result. Classical two-step path comparison, closed-range projection and Neumann inversion are reused. The additional interface is the explicit coercivity of the actual negative-edge metric, yielding one bounded critical-source inverse for both edge projections.
Retain the probability measure $ uK_\pmC_\pm$ and mixed nullity from the Schur application, equations (S1)–(S7). Write
so off the diagonal. Put , , and choose three anchor intervals
Let and . The gaps between anchors exceed . Each forbidden interval intersects at most one anchor; two forbidden intervals therefore leave at least one anchor entirely available. Hence for every ,
Apply on these common neighbors, then integrate over the same product probability measure. With
this gives . Monotonicity of the actual psi and cosh>=1 give on those edges. Therefore for every ambient even ,
Here follows from and . This is a positive symbolic constant for the negative-edge metric; it supplies no lower bound for the original positive energy or its half-slack.
Set on the actual ambient even Hilbert space. It is bounded positive and, in the weak L2 sense,
Let be the existing orthogonal projection onto the centered critical source space . The common Gram operator on is
It is independently invertible. The two maps are bounded, have by the accepted mixed nullity, and have closed ranges by G1. Thus the closure signs in the known critical edge image spaces can be removed.
For every in the actual form domain, mixed nullity gives the same coefficient for both projections:
Consequently with ,
This is one simultaneous source correction, using a generally different projection from the ambient . It does not assume that commutes with , and need not belong to the ambient orthogonal remainder .
The classical norm-convergent inverse series is explicit:
For , the truncation has the certified bound
Because its source error lies in , each edge error is at most . Mixed nullity also keeps exactly. Thus the two errors are paired through one source, not independently optimized.
What is still missing: explicit acquisition or approximation of itself, a transfer between the actual projected increments, and its joint reconstruction/norm estimate. The anchors’ positive mass can be very small and no useful numerical conditioning is claimed. The inverse series is an operator identity involving the exact , not a finite algorithm or a spectral certificate for the original remainder. G1 bounds K_- only, not D, and does not prove RH, Robin, the half-bound or the cofinal comparison.
Even geometry gives a stronger negative-edge inverse constant
Retain the same , and from (G1)–(G5). Let be the law of for , and write an even input as . Folding the two signs gives
Choose with and put , . On , the opposite-sign edge has . For , and , direct expansion gives
Consequently . The positive first term of the original theta series has the exact integrated lower bound
Its derivative in is minus twice the first-term density, and it tends to zero at infinity. At , outward interval evaluation with python-flint 0.9.0 at 256 bits gives and the displayed mass bound . Their product divided by four exceeds . Thus, on the actual centered even space and in its inherited norm,
This controls the negative-edge metric and its critical compression. It does not bound or the half-slack. Matrices in an unnormalized derivative basis need not have this condition number. The comparison is a paper application of the actual even product measure; the scalar interval evaluation is numerical evidence, not new Lean certification.
The theta-translation Fredholm interface represents the common correction by a small-window integral kernel and Tikhonov normal equation, without an exact in its construction. Its fitted sources converge strongly, with a separate fixed-parameter discretization bound. The required input’s small-spectral-value error and the projected transfer estimate remain unproved. Positive finite regularization does not remove the existing exact raw Schur-certificate obstruction.
A complete block minorant improves the inverse constant
The whole-space negative-edge block estimate reuses the existing depth-two five-mode FIB tiling of , adds the whole outside cell and integrates the actual folded theta masses. A nonnegative block conductance minorant separates within-cell conditional variance from block means. Directed congruence and Gershgorin margins verify both sufficient conditions at . Under the inherited actual-model and numerical-supplier premises this gives, for every ambient even ,
The outside cell retains its conditional variance, so the assertion does not restrict to block-constant functions. It is a conditional paper estimate with directed numerical evidence, not a new generic Poincare theorem or Lean result. It improves common-source inverse conditioning; the original energy’s half-bound, cofinal projected comparison, Robin and RH remain unproved.
The critical eigenvector also tests sharp gradient mechanisms
The actual jump-gradient check uses the same first critical vector , the invariant minimal even semigroup and the original all-prime PNT rate. The proposed pointwise estimate would force to be invariant and hence constant. Its incoming prime edges to a compact interval instead give an unbounded lower minorant, so that estimate fails on the original core. This is a conditional paper obstruction to that sufficient gradient route, without a diffusion-curvature equivalence or new Lean certification. It does not determine the sign of the integrated half-slack on , or invalidate the existing conditional bound. The full half-bound, Robin and RH remain unresolved.
Positive radial derivative transport needs a different interface
The published birth–death derivative interface uses a positive Feynman–Kac transport of a weighted first derivative. Its radial analogue would preserve nondecreasing functions of . The original theta model’s reflected prime-two map gives two ordered compact averaging probes with reversed short-time averages for a smooth monotone plateau input. The complete Gamma and other prime-power row backgrounds converge to the same limit, while this one actual atom switches by a positive amount. Under the original minimal-form and semigroup premises, that paper test excludes this radial monotonicity interface independently of the existing order-two determinant obstruction. It does not exclude ordinary Markov positivity, signed or vector derivative transports, other orders or fixed-time estimates. No new Lean certification or all-input half-bound is supplied; actual cofinal signs, full Robin and RH remain unresolved.